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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2024-03-06 17:04
Tx date 2024-03-04 		$RBA
RB Global, Inc. (formerly Ritchie Bros. Auctioneers Incorporated) 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units
56 - Grant of rights
+451 vol 		1,596
Filed 2024-03-05 17:25
Tx date 2024-03-01 		$RBA
RB Global, Inc. (formerly Ritchie Bros. Auctioneers Incorporated) 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units DERs
56 - Grant of rights
+7 vol 		13
Filed 2023-12-26 20:19
Tx date 2023-12-21 		$RBA
RB Global, Inc. (formerly Ritchie Bros. Auctioneers Incorporated) 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units DERs
56 - Grant of rights
+3 vol 		6
Filed 2023-11-16 16:56
Tx date 2023-11-14 		$RBA
RB Global, Inc. (formerly Ritchie Bros. Auctioneers Incorporated) 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units
56 - Grant of rights
+506 vol 		1,145
Filed 2023-10-05 17:08
Tx date 2023-09-25 		$VENZ
Venzee Technologies Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer
Holder: Pateno Payments Inc. (Indirect Ownership)
Convertible Debentures 5% Unsecured Convertible Debenture
00 - Opening Balance-Initial SEDI Report 		$290,000
Filed 2023-10-05 16:58
Tx date 2023-09-25 		$VENZ
Venzee Technologies Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer
Holder: Digital Commerce Payments Inc. (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report 		18,000,000
Filed 2023-10-05 16:57
Tx date 2023-09-25 		$VENZ
Venzee Technologies Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report 		11,559,539
Filed 2023-09-15 17:50
Tx date 2023-09-13 		$RBA
RB Global, Inc. (formerly Ritchie Bros. Auctioneers Incorporated) 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units DERs
56 - Grant of rights
+2 vol 		3
Filed 2023-08-16 16:55
Tx date 2023-08-14 		$RBA
RB Global, Inc. (formerly Ritchie Bros. Auctioneers Incorporated) 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units
56 - Grant of rights
+525 vol 		639
Filed 2023-06-23 17:17
Tx date 2023-06-20 		$RBA
RB Global, Inc. (formerly Ritchie Bros. Auctioneers Incorporated) 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units DERs
56 - Grant of rights
+1 vol 		1
Filed 2023-06-23 13:32
Tx date 2023-03-14 		$RBA
RB Global, Inc. (formerly Ritchie Bros. Auctioneers Incorporated) 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units DERs
00 - Opening Balance-Initial SEDI Report
Filed 2023-05-17 16:28
Tx date 2023-05-15 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units
56 - Grant of rights 		$6,443
+114 vol
$56.52 each 		114
Filed 2023-05-16 11:51
Tx date 2023-03-14 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Direct Ownership
Rights Deferred Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2023-03-21 12:00
Tx date 2023-03-14 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Holder: Starboard Value LP (Control or Direction)
Series A Senior Preferred Shares
00 - Opening Balance-Initial SEDI Report 		485,000,000
Filed 2023-03-21 11:57
Tx date 2023-03-14 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Holder: Starboard Value LP (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report 		251,163
Filed 2023-03-21 11:56
Tx date 2023-03-14 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Holder: Starboard Value LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2023-03-17 19:10
Tx date 2023-03-14 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Holder: Starboard Value LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2023-03-17 19:10
Tx date 2023-03-14 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Holder: Starboard Value LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report 		251,163
Filed 2023-03-17 19:09
Tx date 2023-03-14 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Holder: Starboard Value LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2023-03-17 19:04
Tx date 2023-03-14 		$RBA
Ritchie Bros. Auctioneers Incorporated 		Smith, Jeffrey Chad
4 - Director of Issuer
Holder: Starboard Value LP (Indirect Ownership)
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2022-04-22 13:06
Tx date 2022-04-18 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Restricted Share Unit
37 - Stock split or consolidation
-2,250,000 vol 		750,000
Filed 2022-04-22 13:04
Tx date 2022-04-18 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
37 - Stock split or consolidation
-1,500,000 vol 		500,000
Filed 2022-01-12 15:32
Tx date 2021-12-29 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
36 - Conversion or exchange
+750,000 vol 		2,000,000
Filed 2022-01-12 15:30
Tx date 2021-12-29 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Restricted Share Unit
36 - Conversion or exchange
-750,000 vol 		3,000,000
Filed 2021-06-30 20:07
Tx date 2021-06-29 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
36 - Conversion or exchange
+750,000 vol 		1,250,000
Filed 2021-06-30 20:04
Tx date 2021-06-29 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Restricted Share Unit
36 - Conversion or exchange
-750,000 vol 		3,750,000
Filed 2021-01-11 17:11
Tx date 2021-01-04 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Restricted Share Unit
57 - Exercise of rights
-500,000 vol 		4,500,000
Filed 2021-01-11 17:10
Tx date 2021-01-04 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
57 - Exercise of rights
+500,000 vol 		500,000
Filed 2021-01-07 19:24
Tx date 2021-01-04 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
36 - Conversion or exchange
+500,000 vol
Filed 2021-01-07 19:22
Tx date 2021-01-04 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Restricted Share Unit
36 - Conversion or exchange
-500,000 vol
Filed 2021-01-07 19:24
Tx date 2021-01-04 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
36 - Conversion or exchange
+500,000 vol 		500,000
Filed 2021-01-07 19:23
Tx date 2020-12-09 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2021-01-07 19:22
Tx date 2021-01-04 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Restricted Share Unit
36 - Conversion or exchange
-500,000 vol 		4,500,000
Filed 2020-12-18 18:28
Tx date 2020-12-09 		$NEON
NeonMind Biosciences Inc. 		Smith, Jeffrey Brian
6 - Director or Senior Officer of 10% Security Holder
Direct Ownership
Restricted Share Unit
00 - Opening Balance-Initial SEDI Report 		5,000,000
Filed 2020-04-22 19:31
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$9,826
+219 vol
$44.87 each 		22,653
Filed 2020-04-22 19:30
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$10,163
+233 vol
$43.62 each 		22,434
Filed 2020-04-22 19:29
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$9,536
+321 vol
$29.71 each 		22,201
Filed 2020-04-22 19:27
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$5,249
+133 vol
$39.47 each 		21,880
Filed 2020-04-22 19:26
Tx date 2019-12-31 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,319 vol
Filed 2020-03-09 13:16
Tx date 2019-12-31 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,319 vol
Filed 2019-03-25 11:32
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$12,114
+270 vol
$44.87 each
Filed 2019-03-25 11:31
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$16,488
+378 vol
$43.62 each
Filed 2019-03-25 11:30
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$32,146
+1,082 vol
$29.71 each
Filed 2019-03-25 11:29
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$19,537
+495 vol
$39.47 each
Filed 2020-03-12 14:27
Tx date 2020-03-12 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Common Shares
10 - Acquisition or disposition in the public market 		$87,390
+3,000 vol
$29.13 each 		3,000
Filed 2020-03-09 13:17
Tx date 2019-12-31 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
30 - Acquisition or disposition under a purchase/ownership plan
+1,118 vol 		23,781
Filed 2020-03-09 13:16
Tx date 2019-12-31 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,319 vol 		22,663
Filed 2020-03-09 13:06
Tx date 2019-05-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,319 vol
Filed 2020-03-09 12:59
Tx date 2019-12-31 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
30 - Acquisition or disposition under a purchase/ownership plan
+424 vol
Filed 2020-03-09 12:34
Tx date 2019-12-31 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
30 - Acquisition or disposition under a purchase/ownership plan
+424 vol
Filed 2020-03-09 12:33
Tx date 2019-05-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,319 vol
Filed 2020-03-09 12:33
Tx date 2019-05-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,319 vol 		22,663
Filed 2019-05-15 12:31
Tx date 2019-05-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,146 vol
Filed 2019-05-15 12:31
Tx date 2019-05-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,146 vol
Filed 2020-01-18 17:15
Tx date 2020-01-14 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$117,516
+2,473 vol
$47.52 each 		25,309
Filed 2019-05-15 12:31
Tx date 2019-05-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
99 - Correction of information
-1,146 vol 		22,836
Filed 2019-03-25
Tx date 2019-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$117,518
+2,740 vol
$42.89 each
Filed 2019-03-25
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$19,537
+495 vol
$39.47 each 		22,242
Filed 2019-03-25
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$16,488
+378 vol
$43.62 each 		23,702
Filed 2019-03-25
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$428.90
+10 vol
$42.89 each 		23,982
Filed 2019-03-25
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$12,114
+270 vol
$44.87 each 		23,972
Filed 2019-03-25
Tx date 2019-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$117,518
+2,740 vol
$42.89 each
Filed 2019-03-25
Tx date 2019-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$117,518
+2,740 vol
$42.89 each 		21,747
Filed 2019-03-25
Tx date 2019-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$117,518
+2,740 vol
$42.89 each
Filed 2019-03-25
Tx date 2019-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$117,518
+2,740 vol
$42.89 each
Filed 2019-03-25
Tx date 2019-03-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$32,146
+1,082 vol
$29.71 each 		23,324
Filed 2018-03-19
Tx date 2018-01-24 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$215,914
+4,812 vol
$44.87 each
Filed 2018-03-19
Tx date 2018-03-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$13,853
+351 vol
$39.47 each 		18,210
Filed 2018-03-19
Tx date 2018-03-19 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$19,965
+672 vol
$29.71 each 		18,882
Filed 2018-03-19
Tx date 2018-03-19 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
35 - Stock dividend 		$5,452
+125 vol
$43.62 each 		19,007
Filed 2018-03-19
Tx date 2018-01-24 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$213,401
+4,756 vol
$44.87 each 		17,859
Filed 2018-01-25
Tx date 2018-01-24 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
56 - Grant of rights 		$215,914
+4,812 vol
$44.87 each 		17,915
Filed 2017-06-09
Tx date 2017-06-07 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
50 - Grant of options 		$189,136
+4,336 vol
$43.62 each 		13,103
Filed 2017-06-01
Tx date 2017-05-31 		$MAC
THEMAC Resources Group Limited 		Smith, Jeffrey
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase 		$-30,000
-200,000 vol
$0.15 each 		2,667,187
Filed 2017-06-01
Tx date 2017-05-31 		$MAC
THEMAC Resources Group Limited 		Smith, Jeffrey
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase 		$-165,325.40
-1,653,254 vol
$0.10 each 		2,867,187
Filed 2017-06-01
Tx date 2017-05-31 		$MAC
THEMAC Resources Group Limited 		Smith, Jeffrey
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase 		$-127,430.24
-1,820,432 vol
$0.07 each 		846,755
Filed 2017-06-01
Tx date 2017-05-31 		$MAC
THEMAC Resources Group Limited 		Smith, Jeffrey
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase 		$-24,564.40
-350,920 vol
$0.07 each 		495,835
Filed 2017-06-01
Tx date 2017-05-31 		$MAC
THEMAC Resources Group Limited 		Smith, Jeffrey
5 - Senior Officer of Issuer
Direct Ownership
Options
38 - Redemption, retraction, cancellation, repurchase 		$-24,791.75
-495,835 vol
$0.05 each 		0
Filed 2017-06-01
Tx date 2017-05-31 		$MAC
THEMAC Resources Group Limited 		Smith, Jeffrey
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options 		$226,022
+4,520,441 vol
$0.05 each 		4,520,441
Filed 2017-05-10
Tx date 2017-05-09 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Holder: BMO Nesbitt Burns (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market 		$44,897
+1,030 vol
$43.59 each 		2,200
Filed 2017-03-31
Tx date 2017-03-28 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
50 - Grant of options 		$189,139
+4,414 vol
$42.85 each
Filed 2017-03-31
Tx date 2017-03-28 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
50 - Grant of options 		$189,139
+4,414 vol
$42.85 each
Filed 2017-03-17
Tx date 2017-03-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
35 - Stock dividend 		$-12,971.70
-315 vol
$41.18 each 		0
Filed 2017-03-17
Tx date 2017-03-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
35 - Stock dividend 		$12,971
+315 vol
$41.18 each 		315
Filed 2017-03-17
Tx date 2017-03-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
57 - Exercise of rights 		$-98,708.46
-2,397 vol
$41.18 each 		0
Filed 2017-03-17
Tx date 2017-03-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
51 - Exercise of options 		$-98,708.46
-2,397 vol
$41.18 each
Filed 2017-01-08
Tx date 2017-01-06 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Notes 8.125% Senior Unsecured Notes due August 8, 2019
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
-$150,000 vol 		$0
Filed 2017-01-08
Tx date 2017-01-06 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Valiant Trust Company (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-1,085,470
-57,130 vol
$19.00 each 		0
Filed 2017-01-08
Tx date 2017-01-06 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Atlantis Financial Corp. (Indirect Ownership)
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-40,470,000
-2,130,000 vol
$19.00 each 		0
Filed 2017-01-08
Tx date 2017-01-06 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 		$-464,436
-24,444 vol
$19.00 each 		0
Filed 2016-10-06
Tx date 2016-10-03 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
97 - Other
-538,995 vol 		24,444
Filed 2016-05-02
Tx date 2016-04-25 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Valiant Trust Company (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership
-17,932 vol 		57,130
Filed 2016-05-02
Tx date 2016-04-25 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Valiant Trust Company (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$600,012
+44,335 vol
$13.53 each 		75,062
Filed 2016-05-02
Tx date 2016-04-25 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership
+17,932 vol 		563,439
Filed 2016-03-22
Tx date 2016-03-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
35 - Stock dividend
-523 vol 		2,397
Filed 2016-03-22
Tx date 2016-03-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
59 - Exercise for cash 		$-89,456.81
-3,011 vol
$29.71 each 		2,397
Filed 2016-03-22
Tx date 2016-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
59 - Exercise for cash
-2,638 vol 		5,408
Filed 2016-03-22
Tx date 2016-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
59 - Exercise for cash
-30 vol 		8,046
Filed 2016-03-22
Tx date 2016-03-15 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights
35 - Stock dividend
+523 vol 		2,920
Filed 2016-03-18
Tx date 2016-03-18 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Atlantis Financial Corp. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership
-292,921 vol 		2,130,000
Filed 2016-03-18
Tx date 2016-03-18 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Atlantis Financial Corp. (Indirect Ownership)
Common Shares
90 - Change in the nature of ownership
+1,624,828 vol 		2,422,921
Filed 2016-03-18
Tx date 2016-03-18 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership
+292,921 vol 		545,507
Filed 2016-03-18
Tx date 2016-03-18 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
Common Shares
90 - Change in the nature of ownership
-1,624,828 vol 		252,586
Filed 2016-03-14
Tx date 2016-01-20 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
50 - Grant of options
+6,563 vol 		8,767
Filed 2016-03-14
Tx date 2016-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
50 - Grant of options
+6,563 vol
Filed 2016-01-26
Tx date 2016-01-01 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Direct Ownership
Rights DSU
50 - Grant of options
+6,563 vol 		8,767
Filed 2015-12-16
Tx date 2015-12-16 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Atlantis Financial Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market 		$524,880
+50,000 vol
$10.50 each 		798,093
Filed 2015-11-24
Tx date 2015-11-19 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Atlantis Financial Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
+1,250 vol 		748,093
Filed 2015-11-20
Tx date 2015-11-19 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Holder: Jane A. Smith (Indirect Ownership)
Common Shares
15 - Acquisition or disposition under a prospectus 		$60,000
+2,000 vol
$30.00 each 		8,800
Filed 2015-11-18
Tx date 2015-11-18 		$DCI
DirectCash Payments Inc. 		Smith, Jeffrey
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Atlantis Financial Corp. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market 		$56,608
+4,663 vol
$12.14 each 		746,843
Filed 2015-08-12
Tx date 2015-08-10 		$PPL
Pembina Pipeline Corporation 		Smith, Jeffrey T.
4 - Director of Issuer
Holder: Jane A. Smith (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market 		$55,390
+1,500 vol
$36.93 each 		6,800